Our Services

Our firm provides independent investment advice for a fee.

Our firm cannot accept a commission for stock, bond, and mutual fund investments and those "commissions" if applicable, must be waived.

We cannot recommend some third party companies due to the fact that some will not allow the commissions for stock, bond, and mutual fund investment to be waive.

Before you get stuck in a high commission product that may also have severe surrender penalties and high expenses, it may be less expensive to ask us to provide and Independent Registered Investment Advisor review of investments that you are considering before you plunge head first.

A few hundred dollars may save you tens of thousands of dollars in unnecessary commissions and expenses over the long term.

John J. McCauley has been providing investment advice since 1984.

We have a depth of knowledge and may be able to quickly point out any potential flaws and hidden costs in the investment you are considering and recommend lower cost alternatives.

If you choose to pursue a customized financial program, we will walk you through a step-by-step process that will help make you feel confident in your decisions.

Once your goals have been established, we will customize appropriate strategies to suit your vision and objectives.

We can help you execute a sound financial program utilizing the following products and services:

  • Financial Plans
  • Investment & Investment Risk Management
  • Retirement Strategies 
  • 12 Risk Managed Asset Allocation Models from Conservative to Moderately Aggressive